Compliance Officer, Gc - Compliance Surveillance My

Malaysia
Job DescriptionLead the detection and monitoring of all business approved communication channels and/or trading activities of employees undertaking treasury activities in Treasury & Markets Department and ensure compliance with regulatory requirements and expectations.
Undertake behavioural and pattern analysis and assessment on surveillance concerns/issues identified from surveillance activities and work closely with the business/support units or relevant stakeholders to address and manage the concerns/issues.
Attend to surveillance concerns/issues escalated by relevant regulators and take necessary/appropriate actions in relation thereto and provide appropriate response to the regulators.
Assist in providing feedback on current compliance monitoring programmes and regional surveillance positioning taking into consideration observations made during surveillance activities.
Prepare relevant reports for stakeholders (e.g., management, governing committees, board of directors, and/or regulators) to enable an informed decision-making process.
Provide necessary information sharing/training to employees undertaking treasury activities to enhance compliance awareness and education efforts on financial market misconduct and the associated requirements.
Ensure documentation on surveillance and monitoring works are properly documented, filed, and kept.
Provide training and guidance to team members on surveillance BAU, including alerts analysis, alerts documentation, alerts, and case escalation.
Other duties as directed by the Head of Department and/or direct supervisor.
Job InfoJob Identification: 25303
Job Category: Compliance
Posting Date: 11/12/2024, 09:14 AM
Job Schedule: Full time#J-18808-Ljbffr