Compliance & Risk (Banking & Financial Services)
Full time
Responsibilities:
Conduct compliance reviews in accordance with the Annual Compliance Plan.
Follow-up on issues identified in compliance review to closure; ensuring the appropriate corrective actions are implemented within agreed timeline. Verify the corrective actions for adequacy and appropriateness prior to closure.
Conduct ad-hoc reviews as may be assigned from time to time. Support/perform other activities of the team such as:
Compliance training
Compliance reporting
Compliance advisor in major initiatives or projects of the Company.
Third Party/Vendor due diligence Compliance Risk assessment
Job Specification:
Candidate must possess at least a bachelor's degree or professional qualification in Finance/Accounting/Business Administration/Internal Audit or other related fields.
At least 5 years of related working experience; proven understanding in Compliance or Auditing function would be an advantage.
Proven expertise in audit/review process and methodology.
Good command of English and Bahasa Malaysia; required to have good written communication skills.
Knowledge of insurance, banking, asset management or other related financial services operations.
Good knowledge and understanding of compliance principles, best ethical practices and regulatory guidelines governing the insurance industry or other related financial services.
Ability to plan and execute reviews, solve problems, analytical and critical thinking skills.
Application Questions:
Which of the following statements best describes your right to work in Malaysia?
What's your expected monthly basic salary?
Which of the following types of qualifications do you have?
How many years' experience do you have as a compliance manager?
How many years' experience do you have in the insurance industry?
How many years of auditing experience do you have?
A rewarding and fulfilling career awaits you at Prudential. We believe in making a difference. Through the power of listening, we strive to build brighter futures for our customers, employees, and society. Built upon the values of mutual respect and understanding, we aim to cultivate an environment where our people can flourish in both their professional and personal lives. As a leading provider of financial solutions in Asia, Prudential offers ample opportunities for you to succeed and expand your career horizons.
Perks and Benefits:
Medical
Loans
Dental
Sports (e.g. Gym)
Vision
Festive Eve Leave (2 Days)
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