Officer, Compliance

Compliance & Risk (Banking & Financial Services)
Full time
Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions.
Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities.
Ensure proper reporting of violations or potential violations to Head of Compliance.
Assist in reporting and follow-up of any compliance-related internal investigations.
Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.
Job Requirements
Possess professional qualification or Degree in Accountancy, Finance, IT, Law or other relevant discipline.
1 year experience in Audit, Compliance or Risk Management.
Experience inFutures / derivativesis an advantage.
Candidates who have passed any Securities Industry Development Corporation ("SIDC") Licensing Examination module will have an added advantage.
Possess good understanding of the regulatory requirements pertaining to Bursa Malaysia, Securities Commission and Bank Negara Malaysia.
Resourceful, meticulous, analytical and possess good interpersonal, report writing and problem solving skills.
Ability to keep pace with changing regulatory environment and its impact on the compliance risks.
One (1) vacancy is available in KL Principal Office.
Fresh graduates are encouraged to apply.#J-18808-Ljbffr