Risk and Compliance Analyst - FS | 3-5 Years | MYKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
About the job Risk and Compliance Analyst - FS | 3-5 Years | MYMALAYSIA - Risk & Compliance Analyst Opportunity
YUZU is actively seekingMalaysia-based Risk and Compliance Analystsfrom the financial services sector who are readily available to undertake upcoming client assignments. Some opportunities may enable the successful applicant to work remotely or in a hybrid work environment.
Responsibilities:
Conduct comprehensive conflict clearance reviews for new clients, matters, and personnel, ensuring compliance with legal, ethical, and regulatory guidelines.
Collaborate with attorneys, business development teams, and other stakeholders to identify potential risks and conflicts, providing effective solutions to mitigate those risks.
Utilize internal databases, external search engines, and other research tools to perform thorough conflict checks on a timely basis.
Analyze conflict reports, assess the level of risk associated with specific engagements, and prepare detailed reports to present to the conflicts committee or other relevant stakeholders.
Maintain accurate and up-to-date conflict database records, properly documenting all client and matter details, review outcomes, and clearance procedures.
Monitor changes in the legal and regulatory landscape to identify potential risks or conflicts, and prepare appropriate risk management strategies.
Requirements:
Bachelor's degree in Business, Law, or related field. Advanced degree preferred.
3-6 years of experience in risk management, conflict analysis, compliance, or a related field in a major professional services environment or in the financial services industry.
Strong knowledge of legal, regulatory, and ethical guidelines pertaining to new business intake, conflict management, and data privacy.
Familiarity with conflict-checking databases and software.
Excellent analytical skills with a keen eye for detail, and the ability to interpret complex information accurately.#J-18808-Ljbffr