Vice President Compliance - Selangor - FintopFintop Selangor
1 hour ago
DescriptionAbout the Company
Fintop is a leading online trading industry player, with over 1,400 professionals across 21 global offices. For 25 years, our mission has been to make trading accessible worldwide.
With state-of-the-art proprietary products and services, we've attracted a dedicated customer base of over 2.5 million individuals.
Fintop celebrates achievements, encourages growth, and fosters talent development, reflected in its Platinum accreditation by Investors in People.
We have a dynamic, collaborative culture with a fast-paced atmosphere.
About the Role
You will join the Compliance team, responsible for managing regulatory compliance within the group.
We perform tasks such as providing guidance on operational compliance with regulations and assisting with regulatory audits and annual statutory audits.
Your Responsibilities
Guide Compliance Excellence : Provide comprehensive compliance guidance and ensure a deep understanding of applicable legislation for the group and its subsidiaries.
Navigate Regulatory Changes : Stay vigilant and monitor new and proposed changes in standards, legislation, and regulatory notifications.
Mitigate Compliance Risks : Identify and assess potential compliance risks, strategize on effective mitigation measures, and share detailed risk reports.
Create a Collaborative Compliance Framework : Foster collaboration by liaising with the company's group head of compliance and our compliance teams worldwide.
Engage with Regulatory Authorities : Act as a point of contact and build relationships with regulatory authorities and industry standards organizations as necessary.
Perform Strategic Monitoring and Planning : Develop and implement strategies for monitoring compliance and conducting audits, reviews, and action plans.
What We're Looking For
A university degree in finance, law, risk management, banking, financial services, payments, or a related field.
Proficient years of experience in compliance roles.
A thorough comprehension of corporate governance, anti-money laundering practices, investment and payment services regulations, crypto asset regulatory frameworks, and pertinent legislation.
A proven track record of engaging with regulatory bodies.
A strong grasp of legal mandates and controls.
Excellent verbal and written communication in English.
Estimated Salary: $120,000 - $180,000 per year#J-18808-Ljbffr