Job Description - Vice President, Regulatory Compliance Advisory (240001TW)
Job ResponsibilitiesMaintain vigilance over developments in the local regulatory environment to proactively manage the potential regulatory risk exposure of affected divisions/departments.
Advise business/support units on compliance laws, rules and standards, including keeping them informed of the developments in this area.
Educate staff on regulatory compliance issues and act as point of contact for regulatory compliance queries from staff.
Perform gap analysis on new/revised guidelines issued by regulators and follow up on action plans.
Discuss and resolve with regulators on regulatory issues and areas requiring clarification.
Develop solutions to address specific challenges faced by the Bank in regulatory compliance matters including impact assessments.
Keep abreast of developing legislation.
Provide training on regulations.
Relieve the compliance officers from the RCU team from time to time, when required.
QualificationsProven experience of at least 8 years in legal, compliance, regulatory or consulting work preferably in the financial services industry.
Degree from a recognized university or professional qualification in law, accounting or related field.
Excellent analytical and problem-solving skills.
Good written and verbal communication, and presentation skills.
Self-starter who is able to prioritize and manage multiple work streams.
Experience in researching and writing policies and position papers on targeted technical issues.
Ability to apply highly technical rules in a pragmatic and commercial manner.
Prior working experience as Compliance Officer, External Auditor or Internal Auditor in the financial services industry is a definite advantage.
Primary LocationRegulatory Compliance
OrganizationMAL COM - Regulatory Compliance Department#J-18808-Ljbffr