Compliance & Risk (Banking & Financial Services)
We are seeking candidates who possess a Degree in Risk Management, Business Administration, Economics, Finance, or other related business management fields. Experience in Governance, Risk & Compliance Framework and SC & BNM AML/CFT guidelines will be an added advantage.
Responsibilities:
To review current risk exposure and prepare periodical review reports on them and present to the Board of Directors;
Assist Risk Manager (RM) to provide secretariat support to the relevant risk committees and ensure proper follow-up on matters raised as well as those that need to be tabled;
Assist RM to identify new areas of material risks and report them to the Board of Directors;
To establish and conduct departmental Key Control Assessment, Key Risk Indicator, and Assurance Reviews as per internal policies & as required by the regulators;
Participate to create and maintain a risk register to ensure that all identified risk factors are accounted for;
Assist RM to assemble risk scenarios to estimate the likelihood and impact of significant events to the organization;
To analyze risk scenarios to determine their impact on business objectives;
To develop a risk awareness program and conduct training to ensure that stakeholders understand risk and contribute to the risk management process and to promote a risk-aware culture;
Assist RM to correlate identified risk scenarios to relevant business processes to assist in identifying risk ownership;
Assist RM to validate risk appetite and tolerance with senior leadership and key stakeholders to ensure alignment;
Assist RM to determine significant risks that need to be reported to Audit and Risk Management Committee (ARMC) and Board of Directors;
Assist RM in directing and initiating appropriate remedial/mitigation actions as per discussions at the ARMC to ensure that significant risks/exposures are understood and managed efficiently and in a timely manner;
Assist RM to recommend to the Board of Directors risk mitigation measures/strategies appropriate for the various business units of the Group;
Monitor risk and communicate information to the relevant stakeholders to ensure the continued effectiveness of the Company's risk management strategy;
Facilitate independent risk assessments and risk management process reviews to ensure they are performed efficiently and effectively;
Working together with business/function, develop and maintain the level policies and procedures commensurate with risk profile of business/function, products/services being offered and also the operating environment which are consistent with Policies;
Formulate and co-ordinate Business Continuity Plan (BCP) and IT Disaster Recovery Plan (ITDRP) for HQ and branches for approval by the Board of Directors together with the other Risk Management units in the Group.
To undertake any assignment as and when instructed by the superior and/or the Management.
Requirements:
Possess a Degree in Risk Management, Business Administration, Economics, Finance, or other related business management fields.
Experience in Governance, Risk & Compliance Framework and SC & BNM AML/CFT guidelines is an added advantage.
Fresh graduatesareencouraged to apply.
Candidate has relevant workexperiencein stockbroking or futures broking company will be an added advantage.
Must have good or excellent command in spoken and written English.
Good communication and interpersonal skills with the ability to work independently.
High degree of initiative and result-oriented.
Self-motivated, a good team player, disciplined, meticulous, and committed with sound analytical ability.#J-18808-Ljbffr