Posting Date: 4 Sep 2024
Location: Kuala Lumpur, Wilayah Persekutuan
Company: UOB Innovation Hub 2 Sdn. Bhd.
About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of around 500 offices in 19 countries and territories in Asia Pacific, Europe and North America. UOB's purpose is to build the future of ASEAN, guiding The UOB Way which defines our unique culture and values of being Honourable, Enterprising, United, and Committed.
About the DepartmentUOB Innovation Hub 2 (InnoHub2) is a wholly-owned subsidiary of UOB, providing Group Business Services (GBS) to support the UOB Group. Since 2021, InnoHub2 has expanded beyond technology services to deliver various business services that support the Bank's growth ambition. We are looking for talented and motivated individuals to join our pioneer team.
Job ResponsibilitiesThe Group Compliance Anti-Financial Crime Investigation and Intelligence ("I&I") function is responsible for safeguarding the Bank against financial crime risks related to AML, Sanctions, Fraud, and regulatory risks. Through proactive detection and ongoing monitoring activities, we enable timely insights and effective intervention against financial crime events.
The Operational Excellence Team ("OET") provides process and quality assurance support to the Transaction Surveillance Team ("TST"), which investigates the bank's Transaction Monitoring ("TM") system alerts and Unusual Activity Reports ("UAR") to identify potential financial crime risks.
Reporting to the OET Lead, the successful candidate will undertake the following key responsibilities:
Quality ReviewSupport the documentation and review of sample cases/controls selected for quality review.
Management ReportingPrepare daily, weekly, and monthly management reports on key indicators related to transaction surveillance activities.
Generate ad-hoc statistics regarding transaction surveillance activities for analysis and identification of concerns.
Governance & Operational SupportSupport the maintenance and updating of training records and preparation of training.
Monitor and address exceptions highlighted in daily exception reports.
Manually update records in the E-Approval platform and conduct reconciliation to ensure the STR register is complete.
Conduct manual alert allocation for cases not supported by automated processes.
Support addressing or routing queries from BU to the common mailbox.
Maintain a record of TST staff movement and assist in onboarding new hires.
Job RequirementsDegree or professional qualification in business, banking/financial services, or equivalent.
Minimum 3-4 years' experience in TM/Customer Risk intelligence/investigations/operational risk or in audit/assurance.
Strong analytical and problem-solving skills with the ability to dissect complex issues.
Good knowledge of banking and financial services laws & regulations, compliance best practices, and understanding of financial products & systems.
Be a part of UOB FamilyUOB is an equal opportunity employer and does not discriminate based on age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements, and qualifications. If you require assistance or accommodations during the recruitment process, please inform us when you submit your online application.#J-18808-Ljbffr