Regulatory Advisory

Role Overview:
The role is responsible for ongoing second-line oversight of how the Business manages its Compliance risk and controls.
Key Responsibilities:
Formulate appropriate policies to ensure Compliance risk is mitigated and regulatory requirements are adhered to.
Coordinate with the Business to implement/operationalize new/changes to regulatory requirements and internal policies/procedures. Facilitate adequate assessment by the Business of changes to the Regulatory Framework/Policies and Rules, identifying key areas impacted.
Provide Compliance advisory services to the Business that includes but is not limited to, implementation of new products and services and requirements on changes to existing products as well as implementation readiness.
Ensure adequate focus and training is provided to the Entity on regulatory areas of concern.
Ensure timely update of regulatory non-compliance incidences identified by the respective units within the Entity and track closure of corrective actions.
Strategic Initiatives and Stakeholder Engagement:
Participate in key Business meetings and events to keep abreast with operations and business plans, processes and developments.
Participate in all initiatives to promote Compliance Culture for the Entity and the Bank.
Job Requirements:
At minimum 10 years in Banking and Finance.
Exposure to related Banking Operations.#J-18808-Ljbffr