Senior Licensing Officer, Investment

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Responsible to ensure compliance to requirements specified by Securities Commission- SC & Federal of Investment Manager Malaysia - FIMM on licensing related matters such as renewal, cessation and renewal of company's license and regulatory reporting.
Ensure timely and accurate submission to regulators.
Review RCSA and ensure testing for KCT and KRI are performed accurately as per testing procedures and requirements and submitted timely for licensing related activities.
Identify and highlight areas of improvement and gaps when executing testing of samples.
Subject matter expert and responsible for End to End licensing related processes.
Job Requirements:
Bachelor's Degree in Finance, Accounting and Business Administration or equivalent.
Minimum 5 years & above of work experience in relevant fields such as licensing and risk/audit/compliance/legal related roles, preferably currently working within the relevant business/function.
Relevant experience in fund management or wealth management is an added advantage.
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Your application will include the following questions:
Which of the following statements best describes your right to work in Malaysia?
What's your expected monthly basic salary?
Which of the following types of qualifications do you have?
How many years' experience do you have as a Licensing Officer?
How many years' experience do you have in wealth management?#J-18808-Ljbffr


Nominal Salary: To be agreed

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