To have a good knowledge about the product (Equities and Fixed income) and understand the Trade life cycle.
Relevant experience is added advantage.
To ensure the trades are prematched in a timely manner and status updated to client/Agent/Brokers within agreed timelines.
Ensure to inform clients/Brokers on the amendments required and follow up to get the same from client and brokers.
Ensure Maker/Checker controls are strictly adhered to and ensure to follow the activities checklist.
To identify and highlight the open risk areas in the process and highlight the same to management and work towards addressing the risk.
Support risk and audit related activities.
Regular follow-up with agents until trades get settled in the market and relay the communication to client.
Key ResponsibilitiesTo have a good knowledge about the product (Equities and Fixed income) and understand the Trade life cycle.
To have a good knowledge on Mutual fund order process.
To ensure the trades are prematched in a timely manner and status updated to client/Agent/Brokers within agreed timelines.
Ensure to inform clients/Brokers on the amendments required and follow up to get the same from client and brokers.
Ensure Maker/Checker controls are strictly adhered to and ensure to follow the activities checklist.
To identify and highlight the open risk areas in the process and highlight the same to management and work towards addressing the risk.
High level team management.
Ensure E2E BAU is completed by EOD.
Any open/risk items to be mitigated accordingly.
Work with Projects and technology team to automate the manual process.
Stakeholder management.
Skills and ExperienceBusiness
Knowledge of Custody operations, Securities Settlements, Financial Market Operations.
Knowledge of Agent banking, Sub Custody operations and clearing will be an added advantage.
Processes
• Processing of Settlements transactions, Prematching of trades and Reporting of Trade Status,
• Ensuring that the trades are sent to market within stipulated cut-off time and to ensure funding/repatriation of funds are done.
• Checking of Funds and Holdings prior to settlements.
• In case of Failed trades, the same have been updated with the correct reasons.
• Ensure to book FX deal and confirm the rates to clients/Agents based on the SI from Clients/Agents.
• Contractual Settlements processing.
• Ensure the open items in Suspense/Nostro/Stock reconciliations are properly remediated.
• BAU escalation handling.
• Process improvement.
People & Talent
Collaborative skills and should be able to work with staff across locations and grades.
To ensure all control/operating procedures and documentation are properly followed.
To ensure compliance with all established procedures, regulations, and the Group Guidelines.
To keep track of changes (internal and external) affecting Clients and communicate such changes, along with impact analyses, on a proactive basis, through newsflashes, market insights, operations guides and through other routine communication.
Governance
In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group's Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Lead the (country / business unit / function/(team) to achieve the outcomes set out in the Bank's Conduct Principles: (Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.)
QualificationsCommunication
Deliver Sustainably
Achieve Results
Solve Problems
About Standard CharteredWe're an international bank, nimble enough to act, big enough for impact.
For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other.
We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before.
If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you.
You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours.
When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
Do the right thingand are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do.
Never settle,continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well.
Are better together,we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term.
What we offerIn line with our Fair Pay Charter,we offer a competitive salary and benefits to support your mental, physical, financial, and social wellbeing.
Core bank funding for retirement savings, medical and life insurance,with flexible and voluntary benefits available in some locations.
Time-offincluding annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
Flexible workingoptions based around home and office locations, with flexible working patterns.
Proactive wellbeing supportthrough Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits.
A continuous learning cultureto support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
Being part of an inclusive and values driven organisation,one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.#J-18808-Ljbffr