Cashku WP.
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
Compliance ExecutiveCashku is the first digital financial planning firm in Malaysia.
Owned by Advisonomics Sdn Bhd, a registered financial planning company, we own various financial licenses as well as Cashku, the digital financial planning mobile app.
We offer financial products, financial advisory services and financial literacy.
Our mission is to democratize access to financial planning and promote financial literacy amongst Malaysians so everyone can secure their financial freedom.
Our core value is teamwork, fostering a great working culture and whose daily work is characterized by flat hierarchies and open communication.
We are seeking a Compliance Executive who is detail-oriented, proactive, and eager to contribute to our compliance team.
This role is ideal for fresh graduates looking to start their careers, though candidates with up to 1 year of relevant experience are strongly encouraged to apply.
Responsibilities
Licensing and Regulatory Compliance:
Assist in the reporting, renewal, and submission processes for licensing with regulatory bodies.
Ensure adherence to applicable laws, regulations, and industry standards, including those set by FIMM, SC, and BNM.
Policy Development and Monitoring:
Support the development, implementation, and review of compliance policies and procedures to align with regulatory frameworks.
Monitor organizational compliance and assist in addressing any potential risks or breaches.
Training:
Prepare materials or updates for internal training sessions on compliance requirements.
Act as a resource for employees on compliance-related inquiries.
Research and Analysis:
Research regulatory changes and assist in integrating updates into internal processes.
Contribute insights to enhance compliance practices and risk mitigation strategies.
Documentation and Reporting:
Maintain accurate and up-to-date compliance records for internal and external reporting.
Assist in the preparation of reports for management and regulatory audits.
Qualifications
Bachelor's degree in Law, Finance, Business Administration, or a related field.
Open to fresh graduates; up to 1 year of experience in compliance, legal, or regulatory functions is an advantage.
Strong analytical and organizational skills, with high attention to detail.
Basic knowledge of regulatory frameworks in financial services (e.g., FIMM, SC, BNM) is a plus.
Excellent written and verbal communication skills.
Ability to work independently and collaboratively in a dynamic, fast-paced environment.
Proficiency in MS Office Suite.
Seniority levelEntry level
Employment typeFull-time
Job functionBusiness Development and Sales#J-18808-Ljbffr