Capital Dynamics Asset Management Sdn Bhd
Position:Compliance Manager
Industry:Compliance & Risk (Banking & Financial Services)
Employment Type:Full time
As Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney, and Hong Kong.
You will be responsible for establishing and managing the compliance needs of Capital Dynamics.
This will include:
Establishing and implementing Compliance Programs, which shall cover monitoring, reviewing, reporting, investigating, and providing recommendations.
Providing compliance advice on applicable laws, regulations, and rules.
Preparing and reviewing filings with regulators and regular compliance returns.
Coordinating the company's compliance efforts including staff training, liaison with external auditors and the relevant authorities.
Requirements:
At least a Bachelor's Degree in Law or Accountancy qualifications or the relevant professional qualifications.
At least 2-3 years of compliance experience in a supervisory role, obtained in either a Malaysian, Singaporean, Australian, or Hong Kong investment environment.
While possessing legal qualifications will be preferred, internal or external audit experience is also advantageous.
Able to work independently, extremely well organized, and detail-oriented.
Proficient in both spoken and written English.
You would be required to be registered with the Malaysian Securities Commission.
The applicant can be of any nationality and the necessary work permit for the successful applicant will be obtained.
This career opportunity is available in our following office(s).
Please send your job application to:
About Capital Dynamics:
Capital Dynamics, through its flagship product brand, i Capital, has achieved major successes over the last 33 years.
Capital Dynamics now has offices in Kuala Lumpur, Singapore, Sydney, Hong Kong, and Shanghai.
As a value investor, we seek high returns with low risks and avoid derivatives, short selling, and borrowings.
Clients' interests are put at the forefront as Capital Dynamics aims to service clients directly to minimize commissions and adviser fees and thereby enhance returns.
Perks and Benefits:Medical, Customisable performance-based remuneration structure.#J-18808-Ljbffr