Compliance Officer (Kuala Lumpur)

Details of the offer

Capital Dynamics Asset Management Sdn Bhd
We are seeking a Compliance Manager to join our team.
Responsibilities:Establishing and managing the company's compliance needs.
Establishing a compliance framework and monitoring program, reporting, investigating and recommending remedial actions, providing compliance advice, reviewing filings with regulators, and regular compliance returns.
Coordinating the company's compliance efforts including staff training, liaison with external consultants, and the relevant authorities.
Requirements:At least a Bachelor's Degree in Law or Accountancy qualifications or the relevant professional qualifications.
Experience in compliance, internal or external audit would be required.
At least 3 years of relevant working experience in the financial services industry.
Able to work independently, be extremely well organized, meticulous, and detail-oriented.
You would be required to be registered with the Malaysian Securities Commission ("SC") upon completing the relevant SC examination modules.
Very proficient in both spoken and written English.
This career opportunity is available in our following office(s).
Please send your job application to:
About Capital DynamicsCapital Dynamics, through its flagship product brand, i Capital, has achieved major successes over the last 33 years.
Capital Dynamics now has offices in Kuala Lumpur, Singapore, Sydney, Hong Kong, and Shanghai.
We are building a global fund management and investment advisory group.
As a value investor, we seek high returns with low risks and avoid derivatives, short selling, and borrowings.
Clients' interests are put at the forefront as Capital Dynamics aims to service clients directly to minimize commissions and adviser fees and thereby enhance returns.
For more information about Capital Dynamics, please visit:Corporate Website:www.capitaldynamics.biz
Investment advisory website:www.icapital.biz
Fund Management website:www.funds.icapital.biz
LinkedIn:Capital Dynamics Group
Social Media: Facebook, Instagram, Twitter, YouTube --> Capital Dynamics
Perks and Benefits:Medical, Customisable performance-based remuneration structure.#J-18808-Ljbffr


Nominal Salary: To be agreed

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